"Demystifying
Electrocyclic Reactions: A Guide to Conrotatory and Disrotatory Pathways, Stereoselectivity,
and Reversibility"
Electrocyclic reactions are an important
class of organic reactions that involve the rearrangement of a cyclic
conjugated system. “An
intramolecular reaction results in a cyclic product with one fewer bond than
the reactant due to the rearranging of electrons”. Completely stereoselective, an electrocyclic process creates only
one stereoisomer.
For instance, only the cis product
results from an electrocyclic reaction involving (2E, 4Z, 6E)-octatriene under thermal conditions;
only the trans product results from an electrocyclic reaction using (2E, 4Z, 6Z)-octatriene under thermal
conditions. Remember that Z indicates that the highly
prior substituents are on the same side of
the double bond whereas E indicates that they are on opposing
sides of the double bond.
The products, however, have the opposite configurations when the reactions are carried
out under photochemical conditions: the compound
that forms the cis isomer under thermal conditions also forms the trans isomer
under photochemical conditions, and the reverse is true for the compound that
forms the trans isomer under thermal conditions.
So, these reactions can occur under both
photochemical and thermal conditions, and they can lead to the formation of
either cis or trans isomers depending on the conditions. The reaction can be
conrotatory or disrotatory, and the stereochemistry of the product can be
either Entgegen (E) or Zusamen (Z).
Another example is cyclization of (2E, 4Z)-hexadiene to cis-3,4-dimethylcyclobutene and (2E, 4E)-hexadiene to trans-3,4-dimethylcyclobutene occurs under thermal circumstances.
Similarly, if the reaction is carried out in presence of photochemical conditions, the product will be obtained with opposite stereochemistry.
A new σ bond is created as the end consequence of an electrocyclic process. The p orbitals at the ends of the conjugated system must spin for the connection to form, head-to-head overlapping and rehybridize to sp3. Rotation can happen in one of two ways.
1. Conrotatory electrocyclic reaction
2. Disrotatory
1. Conrotatory Electrocyclic Reaction:
In a conrotatory electrocyclic reaction,
the substituents on the reacting atoms move in the same
direction, either clockwise or counterclockwise, during the course of
the reaction.
2. Disrotatory Electrocyclic Reaction:
In a disrotatory electrocyclic reaction,
the substituents move in opposite directions.
This can have a significant impact on the stereochemistry of the product.
Keep in mind two cases;
- If the end orbitals of the HOMO are symmetric, rotation must be disrotatory in order to obtain in-phase overlap. In other words, whereas conrotatory ring closure is prohibited by symmetry, disrotatory ring closure is permitted.
- To obtain inphase overlap when the HOMO is asymmetric, rotation must be conrotatory. In other words, whereas disrotatory ring closure is prohibited by symmetry, conrotatory ring closure is permitted.
We know that what is symmetry allowed pathway (in-phase overlap) and symmetry forbidden pathway (out-phase overlap). We
also have idea that under what conditions symmetry allowed and symmetry
forbidden reaction take place. Symmetry allowed follows the concerted way. If a
symmetry forbidden reaction takes place at all, it must do so by a nonconcerted mechanism.
Now, we are able to understand that why product's configuration
modifies when reaction is conducted under photochemical conditions. A
molecule having three π conjugated bonds, such as (2E,4Z,6E)-octatriene, has a symmetric
ground-state HOMO (Ψ3). This indicates that ring closure is disrotatory under heating circumstances. The
methyl groups are both pushed up (or down) during the disrotatory ring closure
of (2E,4Z,6E)-octatriene, which
produces the cis
product.
One methyl group is pulled up and another is pushed down during
the disrotatory ring closure of (2E,4Z,6Z)-octatriene, which produces the trans
product.
We must take into account the excited-state HOMO rather than the
ground-state HOMO if the reaction occurs under photochemical circumstances. A
molecule with three π bonds has an asymmetric excited-state HOMO (Ψ4).
Due to the conrotatory ring closure that (2E,4Z,6Z)-octatriene goes through under photochemical conditions, both methyl groups are
forced down (or up), and the cis product is created.
The stereochemistry of the product can also be affected by the initial geometry of the starting material.
Steroselectivity:
A reaction in which there is a choice of
pathway, but the product stereoisomer is formed due to its reaction pathway
being more favorable than the others available. Electrocyclic reactions are stereoselective in nature.
Reversibility:
Another important aspect of electrocyclic
reactions is their reversibility. Some electrocyclic reactions are reversible,
meaning that the reaction can proceed in both the forward and reverse
directions. This can be particularly useful in the design of molecular switches
or other responsive materials.
Conclusion include following keypoints;
·
Electrocyclic reactions are an important class of organic
reactions that can lead to the formation of both cis and trans isomers.
·
The reaction can be conrotatory or disrotatory, and the
stereochemistry of the product can be either entgegen or zusamen.
·
The reaction can be stereoselective and reversible, and the
conditions under which the reaction is carried out can have a significant
impact on the stereochemistry of the product.
·
Stereochemical outcome of an electrocyclic reaction depends on
the symmetry
of the HOMO of the compound undergoing ring closure.
- The ground-state HOMO
is symmetric—so disrotatory ring closure
occurs
- The excited-state HOMO
is asymmetric—so conrotatory ring closure
occurs.
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